Carmen M. Hodnett

MERIDIAN WEALTH MANAGEMENT

Kissimmee, FL

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CRD#: 4178540

Professional summary

Carmen Moss Hodnett, who also goes by Carmen Elizabeth Moss, is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, LLC located in Kissimmee, Florida.

Carmen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Carmen has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carmen Elizabeth Moss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.MERIDIAN INSURANCE LLC; LEXINGTON/KY; INSURANCE PRODUCER; START DATE: 05/2022; LIFE INSURANCE AND ANNUITY SALES; INVESTMENT RELATED; DEVOTE ABOUT 5 HOURS/MONTH AND ALL ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: CONSULTING AND SELLING LIFE INSURANCE AND ANNUITY PRODUCTS 2.CMHL3, LLC; BUFORD/GA; MANAGING MEMBER; START DATE: 01/2014; FOR BUSINESS TAX PURPOSES OF INVESTMENT ADVISORY BUSINESS; NON-INVESTMENT RELATED; DEVOTE ABOUT 1 HOUR/MONTH AND 0 ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: KEEPING UP WITH MONTHLY INCOME AND EXPENSES FOR TAX PURPOSES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carmen Moss Hodnett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2022 - Present

MERIDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 151523

Kissimmee, FL

Past

May 21, 2019 - May 16, 2022

SOUTHPORT CAPITAL

RIA

CRD#: 113364

Atlanta, GA

Past

March 26, 2008 - December 31, 2016

PRINCIPAL SECURITIES, INC.

CRD#: 1137

SUWANEE, GA

Past

November 11, 2005 - February 4, 2008

PRINCIPAL SECURITIES, INC.

CRD#: 1137

SUWANEE, GA

Past

February 21, 2001 - September 9, 2005

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183

ATLANTA, GA

Past

June 27, 2000 - February 28, 2001

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERIDIAN WEALTH MANAGEMENT, LLC

MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH

CRD#: 151523 / SEC#: 801-70676

RIA

Registered Investment Advisory firm - (10/14/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/26/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MERIDIAN WEALTH MANAGEMENT, LLC

MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH

CRD#: 151523 / SEC#: 801-70676

RIA

Registered Investment Advisory firm - (10/14/2009 Approved)

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Contact information

Main Address

100 W Main Street Suite 450, Lexington, KY 40507

Mailing Address

Phone number

(859) 543-4516

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERIDIAN WEALTH MANAGEMENT FORM ADV PART 2A 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	8,802
AUM (Assets Under Management)	$ 3,885,527,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carmen M. Hodnett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carmen Moss Hodnett's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHPORT CAPITAL

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

DUNWOODY BROKERAGE SERVICES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

MERIDIAN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2019

Series 63

Date: 7/14/2000

SIE

Date: 12/31/2016

Series 6

Date: 6/26/2000

Current Firm

MERIDIAN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERIDIAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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