Stephen B. Bailey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Bruce Bailey, who also goes by Stephen B Bailey, Steve Bailey, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2005. Stephen had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2016 - November 22, 2019
SPEEDROUTE LLC
November 29, 2016 - November 22, 2019
TZERO SECURITIES, LLC
June 2, 2010 - May 6, 2015
DEUTSCHE BANK SECURITIES INC.
May 16, 2007 - March 11, 2010
MACQUARIE CAPITAL (USA) INC.
August 31, 2005 - May 18, 2007
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
SPEEDROUTE LLC
CRD#: 104138 / SEC#: , 8-52608
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
