Heather B. Draper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather B. Draper, who also goes by Heather B Draper, Heather B. Summers Ms, Heather B. Summers, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 2000. Heather had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2007 - December 31, 2011
KOVACK SECURITIES INC.
July 22, 2004 - July 26, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
February 24, 2003 - July 26, 2004
TRIAD ADVISORS LLC
November 14, 2000 - June 3, 2002
SOUTHTRUST SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
