Jaey L. Sedlacek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaey Louis Sedlacek was a registered financial professional .
Jaey is a previously registered financial professional and started their career in finance in 1969. Jaey had worked at 3 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2009 - February 6, 2012
VALIANT WEALTH, LLC
September 19, 1979 - March 18, 1987
MERIT CAPITAL CORPORATION
March 12, 1969 - January 2, 2002
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
VALIANT WEALTH, LLC
CRD#: 146911 / SEC#: 801-108491
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/5/1969
Registered Representative ExaminationCurrent Firm
VALIANT WEALTH, LLC
CRD#: 146911 / SEC#: 801-108491
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 666 |
| AUM (Assets Under Management) | $ 382,118,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/21/2025 | ||
| 04/24/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
