Debra A. Palacios

KESTRA ADVISORY SERVICES

Houston, TX 77041

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CRD#: 4178183

Professional summary

Debra Ann Palacios, who also goes by Debra Ann Enriquez, Debbie Ann Palacios, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Houston, Texas and KESTRA INVESTMENT SERVICES, LLC located in Houston, Texas.

Debra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Debra has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Debra Ann Enriquez | Debbie Ann Palacios

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes #OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name; HIGGINBOTHAM FINANCIAL POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2025 ADDRESS: 4424 W. Sam Houston Pkwy N, Suite 1000, Houston TX 77041, United States DESCRIPTION: Registered Rep to client accounts

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Debra Ann Palacios's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 4424 West Sam Houston Pkwy N Ste 1000, Houston, TX 77041

RIA

CRD#: 283330

Houston, TX

Current

May 1, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 4424 West Sam Houston Pkwy N Ste 1000, Houston, TX 77041

CRD#: 42046

Houston, TX

Past

January 2, 2020 - May 8, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Houston, TX

Past

January 2, 2020 - May 8, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Houston, TX

Past

April 28, 2015 - December 31, 2019

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

HOUSTON, TX

Past

August 29, 2014 - December 31, 2019

NATIONWIDE SECURITIES, LLC

CRD#: 11173

HOUSTON, TX

Past

July 6, 2006 - December 5, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

RIA

CRD#: 7110

BOCA RATON, FL

Past

July 6, 2006 - June 5, 2014

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

June 8, 2006 - June 2, 2014

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

BOCA RATON, FL

Past

September 21, 2005 - May 16, 2006

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

CORPUS CHRISTI, TX

Past

September 1, 2005 - May 16, 2006

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

CORPUS CHRISTI, TX

Past

January 15, 2002 - August 29, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CORPUS CHRIS, TX

Past

September 5, 2000 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Louisiana
(5/1/2025)

Tennessee
(5/1/2025)

Texas
(5/1/2025)

IAR

Texas
(5/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/15/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/24/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/2/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/1/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Debra A. Palacios

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Debra Ann Palacios's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/15/2002

Series 63

Date: 10/24/2000

SIE

Date: 10/1/2018

Series 31

Date: 11/2/2001

Series 7

Date: 9/1/2000

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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