Donald J. Sedam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald James Sedam, who also goes by Don Sedam, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1969. Donald had worked at 10 firms and has passed the Series 65, Series 63, PC, Series 3, Series 1, Series 51, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2004 - January 3, 2014
FINANCIAL WEST GROUP
August 23, 2004 - January 3, 2014
FINANCIAL WEST GROUP
August 15, 2003 - August 24, 2004
COMMONWEALTH FINANCIAL NETWORK
August 15, 2003 - August 24, 2004
COMMONWEALTH FINANCIAL NETWORK
May 7, 1999 - August 19, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - August 19, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 29, 1993 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
December 12, 1988 - November 1, 1993
A. G. EDWARDS & SONS, INC.
August 12, 1988 - December 21, 1988
BIRR WILSON, INC.
March 23, 1982 - August 10, 1988
THOMSON MCKINNON SECURITIES INC.
October 9, 1980 - March 22, 1982
ATHENA SECURITIES, INC.
November 16, 1978 - September 1, 1980
SOUTHMARK FINANCIAL SERVICES, INC.
March 11, 1969 - February 13, 1978
BIRR, WILSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 7/3/1984
AMEX Put and Call ExamSeries 1
Date: 1/17/1963
Registered Representative ExaminationSeries 12
Date: 8/1/1965
NYSE Branch Manager ExaminationCurrent Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
