Paul K. Lee
Professional summary
Paul Kyeong Lee, CPWA®, who also goes by Han Kyeong Lee, Paul K Lee, Paul Lee, was a registered financial professional .
Paul is registered as a RR (Registered Representative) and started their career in finance in 2000. Paul had worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2025 - Present
Office #1: 2250 Maple Avenue, Los Angeles, CA 90011Office #2: 2250 Maple Avenue, Los Angeles, CA 90011
February 24, 2009 - June 17, 2014
BERENSON & COMPANY, LLC
May 15, 2006 - March 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2005 - May 8, 2006
COMMERZ MARKETS LLC
June 21, 2000 - July 26, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2025)
Exams
Series 99TO
Date: 10/1/2025
Operations Professional ExaminationSeries 79TO
Date: 5/28/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 5/17/2025
General Securities Representative ExaminationFINRA
Current firm
No current employment
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