Leigh A. Charley-geissler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leigh Allison Charley-geissler, who also goes by Allison Charley, Leigh Allison Charley, was a registered financial professional .
Leigh is a previously registered financial professional and started their career in finance in 2000. Leigh had worked at 11 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 4, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2013 - March 13, 2015
MIP GLOBAL, INC.
October 25, 2013 - March 13, 2015
FAMILY ENDOWMENT PARTNERS, LP
January 21, 2011 - August 8, 2012
ITB SECURITIES, LLC
June 11, 2010 - October 25, 2013
DEMPSEY LORD SMITH, LLC
June 3, 2010 - October 25, 2013
DEMPSEY LORD SMITH, LLC
January 29, 2007 - October 3, 2008
RYDEX ADVISORY SERVICES, LLC
June 8, 2006 - October 3, 2008
GUGGENHEIM DISTRIBUTORS, LLC
March 24, 2005 - May 26, 2006
CHEVY CHASE FINANCIAL SERVICES
March 24, 2005 - May 26, 2006
CHEVY CHASE FINANCIAL SERVICES
January 9, 2003 - March 18, 2005
GROVE POINT INVESTMENTS, LLC
July 29, 2002 - December 31, 2002
GROVE POINT INVESTMENTS, LLC
July 29, 2002 - March 18, 2005
GROVE POINT INVESTMENTS, LLC
October 31, 2001 - August 8, 2002
THE ADVISORS GROUP, INC.
April 5, 2001 - September 5, 2001
THE LEADERS GROUP, INC.
June 28, 2000 - January 2, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MIP GLOBAL, INC.
CRD#: 164640 / SEC#: , 8-69110
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
