Thomas H. Payne

ENCOMPASS ADVISORY SERVICES

Fort Worth, TX

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CRD#: 4177697

Professional summary

Thomas Howard Payne, who also goes by Thomas H Payne, is a registered financial advisor currently at ENCOMPASS ADVISORY SERVICES, LLC located in Fort Worth, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thomas has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas H Payne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PROSPERITAS WEALTH MANAGEMENT, LLC - 11/2020 - PO BOX 120803, Arlington, TX 76012- Managing Member & Chief Compliance Officer, Investment Related, RIA160 hrs/mo/ 40 hrs (during trading hours). Brief description of duties: Financial planning and managing company operations and compliance. INDEPENDENT INSURANCE AGENT - 5/15/2019 - 23114 Seven Meadows Pkwy, Katy, TX 77494 - Agent, Sale life insurance and LTC, Not Invt Rel, Insurance business, 5 hrs/mo; 3 hrs/mo (during trading hours). Brief description of duties: Sales of annuities and life, disability and long-term care insurance. CRUMP LIFE INSURANCE -11/8/2004 / Investment related: No / Address: 6510 S Millrock Drive, Suite 435, Holladay UT 84121 / Nature of business: Insurance Sales/Position/title/relationship: Financial Advisor / Approx. number of hours per week: 5 / Approx. number of hours during trading hours: 5 / Brief description of duties: Sales of annuities and life, disability and long-term care insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Howard Payne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2024 - Present

ENCOMPASS ADVISORY SERVICES, LLC

RIA

CRD#: 283574

Fort Worth, TX

Past

February 16, 2021 - December 29, 2024

PROSPERITAS WEALTH MANAGEMENT LLC

RIA

CRD#: 311310

FORTH WORTH, TX

Past

September 17, 2016 - February 8, 2018

INFINITY FINANCIAL SERVICES

CRD#: 144302

Fort Worth, TX

Past

January 29, 2016 - September 6, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

CLAYTON, CA

Past

December 7, 2015 - January 12, 2021

TRINITY INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 133873

ARLINGTON, TX

Past

February 22, 2010 - December 9, 2015

INVESTORS CAPITAL CORP.

CRD#: 30613

CLAYTON, CA

Past

February 16, 2010 - December 9, 2015

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

CLAYTON, CA

Past

November 8, 2004 - February 19, 2010

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

CONCORD, CA

Past

November 8, 2004 - February 19, 2010

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

CONCORD, CA

Past

April 5, 2002 - November 10, 2004

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

LAFAYETTE, CA

Past

March 11, 2002 - November 10, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 11, 2002 - November 10, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

February 28, 2001 - March 6, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 26, 2000 - March 26, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENCOMPASS ADVISORY SERVICES, LLC

EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES

CRD#: 283574 / SEC#: 801-132142

RIA

Registered Investment Advisory firm - (3/10/2025 Approved)

California

Registered Investment Advisory firm - (4/12/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/23/2024)

IAR

Texas
(7/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2000

General Securities Representative Examination

Current Firm

ENCOMPASS ADVISORY SERVICES, LLC

EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES

CRD#: 283574 / SEC#: 801-132142

RIA

Registered Investment Advisory firm - (3/10/2025 Approved)

California

Registered Investment Advisory firm - (4/12/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2025 Termination Requested)

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Contact information

Main Address

23114 Seven Meadows Parkway, Katy, TX 77494

Mailing Address

Phone number

(281) 371-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE - ENCOMPASS ADVISORY SERVICES, LLC (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT (NATHAN E. DAGLEY) (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT (JASON W CEYANES, SR) (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT (THOMAS H. PAYNE) (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT - DEREK J. SENSENIG (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT - SCOTT M. HANSEN (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT - DIDYA M. BIANCHI (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT (JOHN L. PESSARRA) (2/7/2025)

Regulatory assets under management

Total Number of Accounts	901
AUM (Assets Under Management)	$ 102,606,700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas H. Payne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Howard Payne's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERITAS WEALTH MANAGEMENT LLC

INFINITY FINANCIAL SERVICES

INVESTORS CAPITAL CORP.

TRINITY INVESTMENT MANAGEMENT, LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ENCOMPASS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2000

SIE

Date: 2/8/2018

Series 7

Date: 6/22/2000

Current Firm

ENCOMPASS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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