Carl G. Antaki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl George Antaki was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 2000. Carl had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2019 - June 7, 2022
NETWORK 1 FINANCIAL SECURITIES INC.
November 2, 2015 - September 24, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
April 15, 2008 - November 30, 2015
ROCKWELL GLOBAL CAPITAL LLC
November 2, 2005 - April 7, 2008
EMPIRE FINANCIAL GROUP, INC.
December 21, 2001 - November 22, 2005
EKN FINANCIAL SERVICES INC.
October 22, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
May 15, 2000 - October 22, 2001
WEATHERLY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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