Christopher R. Schellman
Professional summary
Christopher Robert Schellman, who also goes by Christopher Robert Patton Schellman, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 9 and Series 10 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Robert Schellman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2007 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917March 17, 2004 - November 2, 2009
STRATEGIC ADVISERS LLC
October 31, 2000 - September 18, 2007
FIDELITY BROKERAGE SERVICES LLC
June 26, 2000 - October 16, 2000
IDS LIFE INSURANCE COMPANY
June 26, 2000 - October 16, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationSeries 9
Passed: 9/8/2005
Series 10
Passed: 9/1/2005
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| MCGRAW, GERARD JOHN | DIRECTOR | 4713963 |
| PAGLIOCCO, JAMES (NMN) | DIRECTOR | 2141541 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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