Joseph M. Sebo
Professional summary
Joseph Michael Sebo, CFP® is a registered financial advisor currently at JOSEPH M. SEBO, CFP INC. located in Oceanside, California.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Joseph has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 7, Series 1, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Michael Sebo's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
November 18, 2022 - Present
JOSEPH M. SEBO, CFP INC.
September 11, 2017 - November 30, 2022
CHRONOS
January 1, 2015 - August 4, 2016
WILLOW COVE INVESTMENT GROUP, INC.
February 4, 2013 - October 13, 2017
CHRONOS CORPORATION
April 30, 2007 - January 9, 2013
R.W. TOWT & ASSOCIATES
March 23, 2005 - December 31, 2012
R.W. TOWT & ASSOCIATES
May 24, 2004 - May 16, 2007
WILLOW COVE INVESTMENT GROUP, INC.
May 30, 2002 - May 25, 2004
QUESTAR CAPITAL CORPORATION
August 24, 1999 - May 25, 2004
QUESTAR CAPITAL CORPORATION
August 19, 1997 - July 29, 1999
PIM FINANCIAL SERVICES, INC.
May 16, 1995 - August 4, 1997
MARINER FINANCIAL SERVICES, INC.
July 25, 1994 - January 19, 1995
J. A. OVERTON & CO., INC.
August 28, 1992 - July 8, 1994
LAM WAGNER, INC.
March 11, 1992 - September 25, 1992
CETERA WEALTH SERVICES, LLC
August 5, 1991 - September 20, 1991
METLIFE INVESTORS DISTRIBUTION COMPANY
December 17, 1990 - August 20, 1991
TITAN/VALUE EQUITIES GROUP, INC.
August 25, 1989 - November 27, 1990
PRUDENTIAL EQUITY GROUP, LLC
January 15, 1988 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
July 31, 1987 - January 6, 1988
LPL FINANCIAL LLC
October 23, 1986 - July 31, 1987
ASSOCIATED SECURITIES CORP.
October 26, 1983 - October 16, 1986
PRUDENTIAL EQUITY GROUP, LLC
June 26, 1975 - October 12, 1983
E. F. HUTTON & COMPANY INC
May 1, 1973 - July 24, 1975
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/18/2022)
Exams
Series 15
Date: 4/10/1985
Foreign Currency Options ExaminationSeries 5
Date: 10/12/1981
Interest Rate Options ExaminationSeries 1
Date: 4/23/1973
Registered Representative ExaminationSeries 12
Date: 8/20/1981
NYSE Branch Manager ExaminationCurrent Firm
JOSEPH M. SEBO, CFP INC.
CRD#: 323589 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,680,000 |
Red Flags
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