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MH

Mark N. Harris

MARK HARRIS SERVICES
Cameron Park, CA
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CRD#: 4177280
MH

Professional summary


Mark Norman Harris is a registered financial advisor currently at MARK HARRIS SERVICES located in Cameron Park, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mark has worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mark Norman Harris's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 22, 2020 - Present

MARK HARRIS SERVICES

RIA
CRD#: 117136
Cameron Park, CA
Past

July 1, 2003 - October 28, 2003

AFS BROKERAGE, INC.

BD
CRD#: 25924
AUSTIN, TX
Past

September 5, 2000 - September 24, 2001

RUSSIAN RIVER FINANCIAL SERVICES, INC.

BD
CRD#: 41794
HEALDSBURG, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/22/2020)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/27/2000
Uniform Combined State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


MH
MARK HARRIS SERVICES
HARRIS, MARK | MARK HARRIS SERVICES

CRD#: 117136 / SEC#:

California
Registered Investment Advisory firm - (12/18/2001 Approved)
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Contact information


Main Address
Cameron Park, CA
Mailing Address
Phone number
(530) 677-2113
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts60
AUM (Assets Under Management)$ 27,000,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARK HARRIS SERVICES

CRD#: 117136Cameron Park, CA

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