James F. Wilkinson

WILKINSON CAPITAL MANAGEMENT

St. Paul, MN 55127

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CRD#: 4177028

Professional summary

James Frank Wilkinson, CFP® is a registered financial advisor currently at WILKINSON CAPITAL MANAGEMENT, LLC located in St. Paul, Minnesota and LPL FINANCIAL LLC located in Saint Paul, Minnesota.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Employee and Employer Plan Ben...

Debt Management

Comprehensive Financial Planni...

Tax Planning

Estate Planning

Education Planning

Retirement Planning

Investment Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 09/16/2016: Wilkinson Capital Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 4517 Allendale Dr, White Bear Lake, MN 55127 - Start 09/02/2016 - 136 Hr/Mo; 6 Hour(s) During Securities Trading; 100% Time Spent (2) 09/21/2016: Wilkinson Capital Management, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) Wilkinson Capital Management, LLC - Investment Related - 4517 Allendale Dr, White Bear Lake, MN 55127 - Start 09/02/2016 - 136 Hr/Mo; 6 Hour(s) During Securities Trading; 100% Time Spent - I provide investment advisory services through Wilkinson Capital Management, LLC, an independent investment advisor firm.� I started this business activity in September 2016.� I expect to spend approximately 100% of my time on this activity.�� Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.� The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Frank Wilkinson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 5, 2017 - Present

WILKINSON CAPITAL MANAGEMENT, LLC

Office #1: 4517 Allendale Drive, St. Paul, MN 55127

RIA

CRD#: 284315

St. Paul, MN

Current

September 16, 2016 - Present

LPL FINANCIAL LLC

Office #1: 4517 Allendale Dr, Saint Paul, MN 55127

RIA

CRD#: 6413

Saint Paul, MN

Past

September 16, 2016 - December 31, 2016

WILKINSON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 284315

ST. PAUL, MN

Past

June 13, 2008 - September 19, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STILLWATER, MN

Past

June 13, 2008 - September 19, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STILLWATER, MN

Past

August 12, 2006 - June 26, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

EDINA, MN

Past

August 12, 2006 - June 26, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

EDINA, MN

Past

September 26, 2005 - August 12, 2006

PIPER SANDLER & CO.

RIA

CRD#: 665

EDINA, MN

Past

February 4, 2004 - August 12, 2006

PIPER SANDLER & CO.

CRD#: 665

EDINA, MN

Past

August 26, 2002 - February 5, 2004

STRONG CAPITAL MANAGEMENT INC

RIA

CRD#: 106638

MENOMONEE FALLS, WI

Past

April 25, 2002 - February 5, 2004

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(9/16/2016)

California
(9/16/2016)

Iowa
(9/16/2016)

Minnesota
(9/16/2016)

IAR

Minnesota
(1/12/2017)

North Carolina
(7/13/2018)

South Dakota
(11/28/2023)

Tennessee
(9/16/2016)

IAR

Texas
(1/5/2017)

Washington
(12/5/2016)

Wisconsin
(9/16/2016)

IAR

Wisconsin
(1/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/2/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/5/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WILKINSON CAPITAL MANAGEMENT, LLC

AA FINANCIAL, LLC | WILKINSON CAPITAL MANAGEMENT, LLC

CRD#: 284315 / SEC#: 801-108286

RIA

Registered Investment Advisory firm - (2/15/2017 Terminated)

Minnesota

Registered Investment Advisory firm - (1/12/2017 Approved)

Texas

Registered Investment Advisory firm - (1/4/2017 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (1/12/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4517 Allendale Drive, St. Paul, MN 55127

Mailing Address

Phone number

(651) 330-8552

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	322
AUM (Assets Under Management)	$ 77,155,078

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

James F. Wilkinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Frank Wilkinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

WILKINSON CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

PIPER SANDLER & CO.

STRONG CAPITAL MANAGEMENT INC

STRONG INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2002

Series 63

Date: 3/12/2002

SIE

Date: 10/1/2018

Series 31

Date: 5/2/2005

Series 7

Date: 3/5/2002

FINRA

Current Firm

WILKINSON CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILKINSON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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