Daniel Bryan Rohlfing
CFP®Professional Summary
Daniel Bryan Rohlfing, CFP®, who also goes by Dan Rohlfing, Daniel B Rohlfing, is a registered financial advisor currently at LANTZ FINANCIAL LLC located in Naperville, Illinois. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan Rohlfing, Daniel B Rohlfing
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
LANTZ FINANCIAL LLC | THE LANTZ FINANCIAL TEAM | LANTZ TEAM | LANTZ FINANCIAL TEAM
Contact Information
Main Address
1733 Park Street Suite 350, Naperville, IL 60563Phone Number
(331) 204-6230# of Employees
13SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,250AUM (Assets Under Management)
$994,110,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LANTZ FINANCIAL LLC | THE LANTZ FINANCIAL TEAM | LANTZ TEAM | LANTZ FINANCIAL TEAM
State Registrations and Notice Filings
(9/24/2018)
(12/10/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Bryan Rohlfing's CRS (Customer Relationship Summary).
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