Daniel B. Rohlfing

LANTZ FINANCIAL LLC

NAPERVILLE, IL 60563

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CRD#: 4177008

Professional summary

Daniel Bryan Rohlfing, CFP®, who also goes by Dan Rohlfing, Daniel B Rohlfing, is a registered financial advisor currently at LANTZ FINANCIAL LLC located in Naperville, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Rohlfing | Daniel B Rohlfing

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VILLAGE OF ADDISON CITIZENS ADVISORY COUNCIL. 1 FRIENDSHIP PLAZA, ADDISON, IL 60101. VOLUNTEER RESEARCH AND COMMUNICATIONS BODY FOR VILLAGE OF ADDISON. NONBINDING/NOELECTED VOLUNTEER- ATTEND MEETINS TO DISCUSS TOPICS CONCERNING REGULAR CITIZENS OF VILLAGE OF ADDISON. <1 HOUR/MO; 0 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Bryan Rohlfing's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

September 24, 2018 - Present

LANTZ FINANCIAL LLC

Office #1: 1733 Park Street Suite 350, Naperville, IL 60563

RIA

CRD#: 297573

NAPERVILLE, IL

Past

October 15, 2018 - July 1, 2022

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Naperville, IL

Past

May 5, 2017 - October 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

NAPERVILLE, IL

Past

May 5, 2017 - October 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

NAPERVILLE, IL

Past

January 1, 2008 - May 5, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NAPERVILLE, IL

Past

January 1, 2008 - May 5, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NAPERVILLE, IL

Past

September 18, 2006 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

NAPERVILLE, IL

Past

September 4, 2006 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

NAPERVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANTZ FINANCIAL LLC

LANTZ FINANCIAL LLC | THE LANTZ FINANCIAL TEAM | LANTZ TEAM | LANTZ FINANCIAL TEAM

CRD#: 297573 / SEC#: 801-114035

RIA

Registered Investment Advisory firm - (9/24/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/24/2018)

IAR

Texas
(12/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2006

General Securities Representative Examination

Current Firm

LANTZ FINANCIAL LLC

LANTZ FINANCIAL LLC | THE LANTZ FINANCIAL TEAM | LANTZ TEAM | LANTZ FINANCIAL TEAM

CRD#: 297573 / SEC#: 801-114035

RIA

Registered Investment Advisory firm - (9/24/2018 Approved)

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Contact information

Main Address

1733 Park Street Suite 350, Naperville, IL 60563

Mailing Address

Phone number

(331) 204-6230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LANTZ FINANCIAL LLC - ADV PART 2A BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	3,407
AUM (Assets Under Management)	$ 846,175,022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel B. Rohlfing

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Bryan Rohlfing's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

LANTZ FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2006

Current Firm

LANTZ FINANCIAL LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LANTZ FINANCIAL LLC

TRUST BUT VERIFY

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