David C. Grove
Professional summary
David Carl Grove is a registered financial professional currently at VAQUERO CAPITAL LLC located in San Francisco, California.
David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Carl Grove's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2012 - Present
VAQUERO CAPITAL LLC
Office #1: 1414 Castro Street Suite D, San Francisco, CA 94114-3775November 10, 2011 - May 2, 2012
KEMA PARTNERS LLC
March 25, 2011 - February 29, 2012
PACIFIC CREST SECURITIES LLC
February 23, 2010 - March 24, 2011
NEEDHAM & COMPANY, LLC
June 16, 2009 - February 22, 2010
B. RILEY SECURITIES, INC.
May 5, 2005 - April 2, 2009
BANC OF AMERICA SECURITIES LLC
March 25, 2004 - March 4, 2005
RBC CAPITAL MARKETS CORPORATION
June 20, 2001 - March 30, 2004
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2012)
(7/25/2013)
(2/10/2014)
(1/8/2013)
(11/25/2015)
(11/2/2012)
(2/4/2021)
(7/18/2013)
(11/2/2012)
(7/25/2016)
(5/21/2015)
(11/2/2012)
(3/16/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
VAQUERO CAPITAL LLC
CRD#: 137753 / SEC#: , 8-67111
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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