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DG

David C. Grove

VAQUERO CAPITAL
Bend, OR 97703
Some features on this profile are disabled
CRD#: 4176689
DG
David Carl GroveVAQUERO CAPITAL

Professional summary

David Carl Grove is a registered financial professional currently at VAQUERO CAPITAL LLC located in Bend, Oregon.

David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Carl Grove's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2012 - Present

VAQUERO CAPITAL LLC

Office #1: 2855 Nw Crossing Drive Suite 207, Bend, OR 97703
BD
CRD#: 137753
Bend, OR
Past

November 10, 2011 - May 2, 2012

KEMA PARTNERS LLC

BD
CRD#: 143752
SAN FRANCISCO, CA
Past

March 25, 2011 - February 29, 2012

PACIFIC CREST SECURITIES LLC

BD
CRD#: 6619
SAN FRANCISCO, CA
Past

February 23, 2010 - March 24, 2011

NEEDHAM & COMPANY, LLC

BD
CRD#: 16360
MENLO PARK, CA
Past

June 16, 2009 - February 22, 2010

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
SAN FRANCISCO, CA
Past

May 5, 2005 - April 2, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
SAN FRANCISCO, CA
Past

March 25, 2004 - March 4, 2005

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

June 20, 2001 - March 30, 2004

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/16/2012)
RR
Colorado
(7/25/2013)
RR
Florida
(2/10/2014)
RR
Illinois
(1/8/2013)
RR
Massachusetts
(11/2/2012)
RR
Minnesota
(2/4/2021)
RR
New York
(11/2/2012)
RR
North Carolina
(7/25/2016)
RR
Ohio
(5/21/2015)
RR
Oregon
(11/2/2012)
RR
Texas
(3/16/2012)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 6/30/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 6/19/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Status Unavailable
Passed: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 8/19/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VAQUERO CAPITAL LLC
BANDON PARTNERS, LLC | VAQUERO CAPITAL LLC

CRD#: 137753 / SEC#: , 8-67111

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
2855 Nw Crossing Drive Suite 207, Bend, OR 97703
Mailing Address
2855 Nw Crossing Drive Suie 207, Ben, OR 97703
Phone number
(415) 293-5546
Established
California since 09/23/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
GROVE, DAVID CARLOWNER, CEO, CCO4176689
KINZER, CAROL ANNCFO AND FINOP4519471

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VAQUERO CAPITAL LLC

CRD#: 137753Bend, OR 97703

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