Jerome Seasonwein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Seasonwein was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1971. Jerome had worked at 12 firms and has passed the Series 55, Series 15, Series 5, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2004 - December 17, 2012
NETWORK 1 FINANCIAL SECURITIES INC.
May 20, 1999 - October 25, 2002
FIRST MONTAUK SECURITIES CORP.
June 7, 1994 - May 4, 1999
AFM INVESTMENTS, INC.
September 27, 1989 - June 10, 1994
NETWORK 1 FINANCIAL SECURITIES INC.
December 23, 1988 - February 14, 1989
BAILEY, MARTIN & APPEL, INC.
July 21, 1988 - November 8, 1988
FIRST INTERREGIONAL EQUITY CORP.
July 25, 1980 - March 4, 1988
MOSELEY SECURITIES CORPORATION
July 13, 1978 - December 22, 1978
BECKER PARIBAS INCORPORATED
December 20, 1977 - July 13, 1978
BECKER SECURITIES INCORPORATED
August 2, 1977 - November 20, 1977
DRYSDALE SECURITIES CORPORATION
June 19, 1975 - June 19, 1977
MABON, NUGENT & CO.
October 12, 1972 - May 31, 1974
ANDRESEN & CO.
February 1, 1971 - June 16, 1972
ANDRESEN & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/29/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 6/12/1984
Foreign Currency Options ExaminationSeries 5
Date: 10/15/1981
Interest Rate Options ExaminationPC
Date: 1/1/1977
AMEX Put and Call ExamSeries 1
Date: 7/14/1969
Registered Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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