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Jason Miller

SCHWAB WEALTH ADVISORY
Chicago , IL
·CRD# 4176429·26 years experience

Professional Summary

Jason Miller, who also goes by Jason Christopher Miller, Jason C. Miller, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Chicago , Illinois and CHARLES SCHWAB & CO., INC. located in Chicago, Illinois. Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jason has worked at 16 firms and has passed the Series 65, Series 66, SIE, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jason Christopher Miller, Jason C. Miller

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

SCHWAB WEALTH ADVISORY, INC.·CRD# 159035
RIA
100 S Wacker, Chicago , IL 60606
July 31, 2026 - Present
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
BD
100 S. Wacker Dr. Suite 220, Chicago, IL 60606
July 31, 2026 - Present
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
Downers Grove, IL
December 2, 2024 - July 21, 2026
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Downers Grove, IL
November 26, 2024 - July 21, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Urbana, IL
June 7, 2024 - October 18, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Urbana, IL
June 3, 2024 - October 18, 2024
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Orland Park, IL
January 13, 2017 - July 14, 2023
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Orland Park, IL
January 13, 2017 - July 14, 2023
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Chesterfield, MO
February 12, 2015 - December 21, 2016
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Oak Brook, IL
January 30, 2015 - December 14, 2016
SCOTTRADE, INC.·CRD# 8206
BD
Tinley Park, IL
March 11, 2010 - January 26, 2015
ICM SECURITIES, LLC·CRD# 131988
BD
Chicago, IL
January 8, 2010 - March 8, 2010
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Oak Brook, IL
May 16, 2006 - May 1, 2008
TD AMERITRADE, INC.·CRD# 7870
RIA
Oak Brook, IL
November 7, 2005 - May 1, 2008
TD AMERITRADE, INC.·CRD# 7870
BD
Oak Brook, IL
November 7, 2005 - May 1, 2008
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Chicago, IL
July 6, 2005 - November 22, 2005
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
July 6, 2005 - November 22, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
RIA
Chicago, IL
February 12, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
February 12, 2004 - July 6, 2005
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Schaumburg, IL
May 23, 2002 - February 24, 2004
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
November 7, 2000 - February 24, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
May 30, 2000 - July 6, 2000
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
May 30, 2000 - July 6, 2000

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Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - SEC (12/9/2011 Approved)

Contact Information

Main Address

425 Market Street 17th Floor, San Francisco, CA 94105

Phone Number

(415) 667-7000

# of Employees

1,457

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (6/29/2026)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**ST. MARY SCHOOL MOKENA IL ATHLETIC BOARD POSITION: Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 11409 195th St, Mokena IL 60448, United States DESCRIPTION: My role would be treasurer of the Athletic Board. This will involve accounting of fees from concession and attendance sales as well as registration fees for team sports related to the school. No investments will be done in this role. **RENTAL PROPERTY POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 1812 Wesley, Valparaiso IN 46383, United States DESCRIPTION: Owner of 2nd home in Indiana. Home is rented out currently to a tenant. **JAKE INVESTMENT GROUP, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2023 ADDRESS: 11428 Abbey Rd, Mokena IL 60448, United States DESCRIPTION: My wife and I invested funds in a Private Securities Transaction. We are part of a group that committed a set amount of capital and are a 1.67% owner in the transaction. No additional funds will be invested. My wife and I have no authority role in this transaction and no clients are involved at all. This is a transaction/OBA only for this investment and no other purpose.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - SEC (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(8/21/2026)
RR
Florida
(8/21/2026)
RR
Illinois
(7/31/2026)
IAR
Illinois
(7/31/2026)
RR
Indiana
(8/21/2026)
RR
Missouri
(8/21/2026)
RR
Ohio
(8/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2015About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Nov 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2000About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2015About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Mar 2015About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Sep 2006About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Jason Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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