Nicholas E. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Edward Mitchell was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2002. Nicholas had worked at 5 firms and has passed the Series 66, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2010 - June 4, 2017
AMERICA NORTHCOAST SECURITIES, INC.
July 9, 2009 - March 29, 2018
NORTHCOAST RESEARCH PARTNERS, LLC
October 21, 2002 - November 1, 2004
FTN EQUITY CAPITAL MARKETS CORP.
October 15, 2002 - October 21, 2002
FHN FINANCIAL SECURITIES CORP.
March 15, 2002 - October 22, 2002
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICA NORTHCOAST SECURITIES, INC.
CRD#: 16076 / SEC#: , 8-33033
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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