Timothy B. Madison
Professional summary
Timothy Ball Madison, CFP®, who also goes by Timothy B Madison, Timothy Ball Madison Mr., Tim Madison, is a registered financial advisor currently at RIDGE CAPITAL MANAGEMENT, LLC located in Alpharetta, Georgia and CETERA INVESTMENT ADVISERS LLC located in Alpharetta, Georgia.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Timothy has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Ball Madison's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1993
Experience
February 20, 2019 - Present
RIDGE CAPITAL MANAGEMENT, LLC
Office #1: 1725 Windward Concourse Suite 150, Alpharetta, GA 30005September 26, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5900 Windward Parkway Suite 120, Alpharetta, GA 30005September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 5900 Windward Parkway Suite 120, Alpharetta, GA 30005December 4, 2018 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
December 4, 2018 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
August 6, 2008 - December 4, 2018
MONEY CONCEPTS CAPITAL CORP
July 29, 2008 - December 4, 2018
MONEY CONCEPTS CAPITAL CORP
July 17, 2006 - July 31, 2008
INVESTMENT ADVISORS INTERNATIONAL, INC.
July 29, 2005 - August 25, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 27, 2005 - July 31, 2008
WORLD GROUP SECURITIES, INC.
October 15, 2003 - May 10, 2005
CETERA ADVISORS LLC
October 15, 2003 - May 10, 2005
CETERA ADVISORS LLC
September 12, 2003 - September 25, 2003
CETERA ADVISORS LLC
September 12, 2003 - September 25, 2003
CETERA ADVISORS LLC
August 15, 2002 - October 24, 2003
1717 CAPITAL MANAGEMENT COMPANY
May 20, 2002 - October 24, 2003
1717 CAPITAL MANAGEMENT COMPANY
February 13, 2001 - May 30, 2002
CAPITAL BROKERAGE CORPORATION
June 1, 2000 - January 9, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 2000 - January 9, 2001
OSAIC FA, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2023)
(10/30/2024)
(9/8/2022)
(2/20/2019)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
