Christopher L. Oswalt
Professional summary
Christopher Lee Oswalt, CFP®, who also goes by Chris L Oswalt, Chris Lee Oswalt, Christopher L Oswalt, is a registered financial advisor currently at FIWHEELS located in Oro Valley, Arizona.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Christopher has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Lee Oswalt's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2024 - Present
FIWHEELS
September 23, 2016 - April 4, 2017
LPL FINANCIAL LLC
September 23, 2016 - April 4, 2017
LPL FINANCIAL LLC
September 11, 2013 - March 1, 2016
WOODBURY FINANCIAL SERVICES, INC.
August 6, 2013 - March 1, 2016
WOODBURY FINANCIAL SERVICES, INC.
April 30, 2007 - March 5, 2009
RAYMOND JAMES & ASSOCIATES, INC.
April 27, 2007 - March 5, 2009
RAYMOND JAMES & ASSOCIATES, INC.
February 14, 2005 - May 4, 2007
FIFTH THIRD SECURITIES, INC.
January 2, 2003 - May 4, 2007
FIFTH THIRD SECURITIES, INC.
July 23, 2002 - November 21, 2002
PFS INVESTMENTS INC.
November 22, 2000 - November 8, 2001
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/23/2024)
Exams
Current Firm
FIWHEELS
CRD#: 333225 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 3,587,055 |
Red Flags
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