Luciann Kelley
Professional Summary
Luciann Kelley was a registered financial advisor. Luciann was a previously registered financial professional and started their career in finance 2000 - 2012. Luciann had worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
26 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
FIVE STAR INVESTMENT SERVICES, INC. | THE FI GROUP, INC.
Contact Information
Established
New York since 05/20/1999Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINANCIAL INSTITUTIONS, INC | SHAREHOLDER | — |
| AHRENS, PETER WILLIAM | PRESIDENT, FIRM PRINCIPAL | 1910579 |
| ANDERSON, KARL V | DIRECTOR | — |
| BIRMINGHAM, MARTIN K | DIRECTOR | — |
| CUTRONA, ANTHONY G | DIRECTOR | 3260742 |
| GEORGE, KENNETH RONALD | CHIEF FINANCIAL OFFICER | 2643369 |
| GROVER, MICHAEL DAVID | TREASURER | 5885730 |
| HARRISON, RICHARD J | DIRECTOR | 6069738 |
| MCKENNA, KEVIN JOHN | VP/ CCO/FIRM PRINCIPAL | 2032697 |
| WINN, KENNETH V | DIRECTOR | 6069957 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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