Raymond B. Massey

IQ CAPITAL STRATEGY LLC

SENECA, SC 29678

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CRD#: 4175903

Professional summary

Raymond Brian Massey is a registered financial advisor currently at IQ CAPITAL STRATEGY LLC located in Seneca, South Carolina and FORTUNE FINANCIAL SERVICES, INC. located in Seneca, South Carolina.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Raymond has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) IQ CAPITAL STRATEGY, LLC - OWNER/MANAGING MEMBER OF INVESTMENT-RELATED/INVESTMENT ADVISORY BUSINESS LOCATED IN SENECA, SC. 2) MASSEY TRANSPORT, LLC - OWNER/MANAGER OF SENECA TRUCKING COMPANY. NON-INVESTMENT RELATED BUSINESS. 3. rep is owner of Massey Grading and Cleaning/Manage and oversee the business. Securing jobs and coordinating work flow/grading and cleaning land

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Brian Massey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2018 - Present

IQ CAPITAL STRATEGY LLC

Office #1: 735 North Townville Street, Seneca, SC 29678

RIA

CRD#: 288724

SENECA, SC

Current

February 18, 2020 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 735 North Townville St., Seneca, SC 29678

CRD#: 42150

Seneca, SC

Past

March 9, 2018 - June 3, 2019

FIRST DOMINION CAPITAL CORP.

CRD#: 16330

RICHMOND, VA

Past

April 19, 2017 - October 4, 2017

ADVANTAGE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 146236

Seneca, SC

Past

April 18, 2017 - September 11, 2017

LPL FINANCIAL LLC

CRD#: 6413

SENECA, SC

Past

November 2, 2009 - April 21, 2017

FOUNDERS FINANCIAL SECURITIES LLC

RIA

CRD#: 137945

SENECA, SC

Past

October 30, 2009 - April 21, 2017

FOUNDERS FINANCIAL SECURITIES LLC

CRD#: 137945

SENECA, SC

Past

January 11, 2008 - November 6, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SENECA, SC

Past

December 18, 2002 - November 6, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SENECA, SC

Past

May 29, 2001 - November 25, 2002

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

April 27, 2000 - June 1, 2001

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

South Carolina
(3/9/2018)

South Carolina
(2/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/26/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/29/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

IQ CAPITAL STRATEGY LLC

IQ CAPITAL STRATEGY LLC | MASSEY INVESTMENTS LLC

CRD#: 288724 / SEC#: 801-110960

RIA

Registered Investment Advisory firm - (3/9/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (3/5/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

12042 N. Radio Station Road, Seneca, SC 29678

Mailing Address

Phone number

(848) 227-4825

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 24,464,432

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Raymond B. Massey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Brian Massey's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

FIRST DOMINION CAPITAL CORP.

ADVANTAGE INVESTMENT MANAGEMENT, LLC

LPL FINANCIAL LLC

FOUNDERS FINANCIAL SECURITIES LLC

FOUNDERS FINANCIAL SECURITIES LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NATIONAL PLANNING CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2007

Series 63

Date: 5/3/2000

SIE

Date: 10/1/2018

Series 6

Date: 4/26/2000

Series 26

Date: 6/29/2001

FINRA

Current Firm

IQ CAPITAL STRATEGY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IQ CAPITAL STRATEGY LLC

TRUST BUT VERIFY

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