JO
John P. Osullivan
PER STIRLING CAPITAL MANAGEMENT
Austin, TX 78746
Some features on this profile are disabled
CRD#: 4175831
JO
Professional summary
John Per Osullivan, who also goes by J.p. O'sullivan, John Per O'sullivan, is a registered financial advisor currently at PER STIRLING CAPITAL MANAGEMENT, LLC located in Austin, Texas and B.B. GRAHAM & COMPANY, INC. located in Austin, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J.p. O'sullivan | John Per O'sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RJ BEE CAVES, LLC - NOT-INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE: COMMERCIAL REAL ESTATE; POSITION: MANAGING MEMBER; START DATE: 03/2013; NUMBER OF HOURS: 3 HOURS/MONTH DURING NON-TRADING HOURS. 2) SS OVERLOOK - NON-INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE; COMMERCIAL REAL ESTATE; POSITION: ORGANIZER AND MANAGER; START DATE: 11/2016; NUMBER OF HOURS: 3 HOURS/MONTH DURING NON-TRADING HOURS. 3) PER STIRLING GROUP, LLC - NON-INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746, NATURE: ENTITY USED FOR PAYING THE OPERATIONAL EXPENSES OF PER STIRLING CAPITAL MANAGEMENT, LLC; POSITION: MANAGING MEMBER; START DATE: 09/2011; NUMBER OF HOURS: 3 HOURS/MONTH DURING NON- TRADING HOURS. 4) PER STIRLING PRIVATE WEALTH - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE: DBA OF PER STIRLING CAPITAL MANAGEMENT, LLC; POSITION: MANAGING MEMBER AND OWNER; STATE DATE: 3/2023; NUMBER OF HOURS PER MONTH: 20 TOTAL WITH 15 DURING TRADING HOURS. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: 5) B .B. GRAHAM & COMPANY - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: BROKER-DEALER, POSITION: REGISTERED REPRESENTATIVE; START DATE: 11/2011. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO., Inc.: 6) PER STIRLING CAPITAL MANAGEMENT, LLC - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; POSITION: MANAGING MEMBER, OWNER, AND INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 9/28/2009; SPENDS APPROX. 90% OF TIME/MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view John Per Osullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2009 - Present
PER STIRLING CAPITAL MANAGEMENT, LLC
Office #1: 4800 Bee Caves Road, Austin, TX 78746RIA
CRD#: 151671
Austin, TX
Current
November 16, 2011 - Present
B.B. GRAHAM & COMPANY, INC.
Office #1: 4800 Bee Cave Drive, Austin, TX 78746RIA
BD
CRD#: 41533
Austin, TX
Past
September 29, 2009 - December 31, 2010
CHOICE ADVISORY GROUP, INC.
RIA
CRD#: 135226
AUSTIN, TX
Past
September 29, 2009 - October 20, 2011
CHOICE INVESTMENTS, INC.
BD
CRD#: 17665
AUSTIN, TX
Past
February 5, 2009 - August 18, 2009
DIRECT CAPITAL SECURITIES, INC.
BD
CRD#: 29639
AUSTIN, TX
Past
March 28, 2007 - September 30, 2009
CACH CAPITAL MANAGEMENT, LLC
RIA
CRD#: 142435
AUSTIN, TX
Past
June 24, 2005 - March 28, 2007
CHOICE ADVISORY GROUP, INC.
RIA
CRD#: 135226
AUSTIN, TX
Past
June 20, 2005 - July 3, 2006
CHOICE INVESTMENTS, INC.
RIA
CRD#: 17665
AUSTIN, TX
Past
June 13, 2005 - March 28, 2007
CHOICE INVESTMENTS, INC.
BD
CRD#: 17665
AUSTIN, TX
Past
March 29, 2002 - June 23, 2005
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
BD
CRD#: 30554
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PER STIRLING CAPITAL MANAGEMENT, LLC
PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC
CRD#: 151671 / SEC#: 801-70707
RIA
Registered Investment Advisory firm - (10/28/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(11/19/2009)
RR
Texas(11/16/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PER STIRLING CAPITAL MANAGEMENT, LLC
PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC
CRD#: 151671 / SEC#: 801-70707
RIA
Registered Investment Advisory firm - (10/28/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4800 Bee Caves Road, Austin, TX 78746
Mailing Address
Phone number
(512) 628-2300
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,584 |
| AUM (Assets Under Management) | $ 1,387,216,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
