Larry Seaman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Seaman was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1971. Larry had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - December 31, 2025
AMERITAS ADVISORY SERVICES, LLC
June 30, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
June 30, 2006 - December 31, 2025
AMERITAS INVESTMENT COMPANY, LLC
October 24, 2002 - June 30, 2006
CARILLON INVESTMENTS, INC.
November 19, 1989 - December 21, 1989
OSAIC WEALTH, INC.
March 28, 1988 - June 30, 2006
CARILLON INVESTMENTS, INC.
October 23, 1981 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 6, 1972 - October 20, 1981
SECURITIES MANAGEMENT & RESEARCH, INC.
November 2, 1971 - October 28, 1972
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 2, 1971 - October 28, 1972
OSAIC FA, INC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 7/12/1969
Registered Representative ExaminationCurrent Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
