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JB

Jaclyn L. Butler

DASH FINANCIAL TECHNOLOGIES LLC
Jersey City, NJ 07302
Some features on this profile are disabled
CRD#: 4175577
JB

Professional summary

Jaclyn Leigh Butler is a registered financial professional currently at DASH FINANCIAL TECHNOLOGIES LLC located in Jersey City, New Jersey.

Jaclyn is registered as a RR (Registered Representative) and started their career in finance in 1999. Jaclyn has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 21, Series 25, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaclyn Leigh Butler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 10, 2021 - Present

DASH FINANCIAL TECHNOLOGIES LLC

Office #1: 70 Hudson Street, Jersey City, NJ 07302
BD
CRD#: 104031
Jersey City, NJ
Past

December 12, 2011 - August 10, 2017

VIRTU FINANCIAL BD LLC

BD
CRD#: 148390
AUSTIN, TX
Past

December 9, 2011 - August 10, 2017

VIRTU FINANCIAL CAPITAL MARKETS LLC

BD
CRD#: 45986
NEW YORK, NY
Past

May 2, 2011 - December 13, 2011

COHEN CAPITAL GROUP, LLC

BD
CRD#: 43418
NEW YORK, NY
Past

June 22, 2009 - July 14, 2009

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
NEW YORK, NY
Past

March 23, 2009 - July 14, 2009

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

April 23, 2001 - March 24, 2009

BEAR WAGNER SPECIALISTS LLC

BD
CRD#: 32691
NEW YORK, NY
Past

October 9, 1999 - April 23, 2001

WSM HOLDINGS, L.L.C.

BD
CRD#: 31352
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/20/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/10/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/8/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 21
Date: 4/25/2002
NYSE Front Line Specialist Clerk
General Industry/Product Exam
RR
Series 25
Date: 11/9/1999
NYSE Trading Assistant Examination
Principal/Supervisory Exam
RR
Series 14
Date: 2/9/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/19/2012
General Securities Principal Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

DF
DASH FINANCIAL TECHNOLOGIES LLC
DASH FINANCIAL LLC | ELECTRONIC BROKERAGE SYSTEMS, LLC | ELECTRONIC BROKERAGE SYSTEMS, INC. | DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031 / SEC#: , 8-52503

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 S.wacker Drive Suite 2450, Chicago, IL 60606
Mailing Address
200 S.wacker Drive Suite 2450, Chicago, IL 60606
Phone number
(312) 986-2006
Established
Delaware since 12/18/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DFT INTERMEDIATE LLCMEMBER
BUTLER, JACLYN LEIGHCHIEF COMPLIANCE OFFICER4175577
LONGOBARDI, JEREMYFINOP6694598
MILITO, STINO MARIOPRESIDENT4072644
MILLER, TIMOTHY PATRICKCHIEF OPERATING OFFICER5175547

Disclosures

Regulatory Event68

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031Jersey City, NJ 07302

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