Nicolas T. Abrams

OPULENTIA

Hunt Valley, MD 21031

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CRD#: 4175571

Professional summary

Nicolas Troy Abrams, CFP®, who also goes by Nick Abrams, is a registered financial advisor currently at OPULENTIA, LLC located in Hunt Valley, Maryland.

Nicolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Nicolas has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Abrams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trocellus Enterprise,LLC Real Estate Partner 09/2018-Present AJW Financial Partners LLC Insurance Broker Broker 2/2009 to Present

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolas Troy Abrams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

April 4, 2022 - Present

OPULENTIA, LLC

Office #1: 11350 Mccormick Road Executive Plaza 1 Ste. 301, Hunt Valley, MD 21031

RIA

CRD#: 314197

Hunt Valley, MD

Past

November 1, 2021 - June 21, 2022

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

Baltimore, MD

Past

May 20, 2009 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

Baltimore, MD

Past

May 4, 2009 - June 21, 2022

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Baltimore, MD

Past

August 1, 2008 - May 14, 2009

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

TOWSON, MD

Past

August 1, 2008 - May 14, 2009

NATIONWIDE SECURITIES, LLC

CRD#: 11173

TOWSON, MD

Past

November 10, 2006 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

LITTLE ROCK, AR

Past

October 23, 2006 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

LITTLE ROCK, AR

Past

January 1, 2004 - October 10, 2006

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

BALTIMORE, MD

Past

July 18, 2002 - October 10, 2006

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BALTIMORE, MD

Past

March 26, 2001 - January 1, 2004

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 11, 2000 - February 22, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 11, 2000 - February 22, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/2/2024)

IAR

Maryland
(4/4/2022)

IAR

New York
(7/3/2023)

IAR

North Carolina
(6/7/2023)

IAR

Virginia
(10/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/28/2006

General Securities Principal Examination

Current Firm

OPULENTIA, LLC

CRD#: 314197 / SEC#:

Illinois

Registered Investment Advisory firm - (1/2/2024 Approved)

Maryland

Registered Investment Advisory firm - (1/6/2022 Approved)

New York

Registered Investment Advisory firm - (7/3/2023 Approved)

North Carolina

Registered Investment Advisory firm - (6/6/2023 Approved)

Virginia

Registered Investment Advisory firm - (10/30/2023 Approved)

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Contact information

Main Address

11350 Mccormick Road Executive Plaza 1 Ste. 301, Hunt Valley, MD 21031

Mailing Address

Phone number

(410) 740-6844

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	127
AUM (Assets Under Management)	$ 33,032,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicolas T. Abrams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolas Troy Abrams's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

CETERA FINANCIAL SPECIALISTS LLC

CETERA INVESTMENT ADVISERS LLC

CAPITAL BROKERAGE CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2000

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2000

Series 24

Date: 12/28/2006

Current Firm

OPULENTIA, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OPULENTIA, LLC

TRUST BUT VERIFY

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