Douglas J. Sealy
Professional summary
Douglas James Sealy is a registered financial professional currently at MBS CAPITAL MARKETS, LLC located in Winter Park, Florida.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1974. Douglas has worked at 4 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas James Sealy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2011 - Present
MBS CAPITAL MARKETS, LLC
Office #1: 152 Lincoln Avenue, Winter Park, FL 32789November 27, 1991 - May 25, 2011
PRAGER & CO., LLC
March 31, 1986 - October 16, 1991
PERSHING LLC
March 7, 1974 - March 17, 1986
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2011)
(10/26/2011)
(10/26/2011)
(1/31/2013)
(5/31/2011)
(10/26/2011)
(10/26/2011)
(10/26/2011)
(10/26/2011)
(10/26/2011)
(10/26/2011)
(10/26/2011)
(10/26/2011)
(1/29/2015)
(1/31/2013)
(10/26/2011)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 3/4/1974
Registered Representative ExaminationSeries 40
Date: 7/21/1975
Registered Principal ExaminationFINRA
Current Firm
MBS CAPITAL MARKETS, LLC
CRD#: 155065 / SEC#: , 8-68690
Contact information
FINRA licenses (21 States and Territories)
Red Flags
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Company Information
MBS CAPITAL MARKETS, LLC
CRD#: 155065Winter Park, FL 32789TRUST BUT VERIFY
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