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Damian Baccarella

CRD# 4175208·Registered 2000 - 2017
Previously Registered: Being a previously registered professional could mean that Damian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Damian Baccarella was a registered financial advisor. Damian was a previously registered financial professional and started their career in finance 2000 - 2017. Damian had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 99, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

IMPACTUS MARKETPLACE LLC·CRD# 282651
BD
Washington, DC
October 17, 2017 - December 12, 2017
MORGAN STANLEY·CRD# 149777
BD
Baltimore, MD
January 9, 2014 - March 26, 2014
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Baltimore, MD
December 19, 2013 - March 26, 2014
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
June 27, 2012 - September 26, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Somerset, NJ
May 1, 2002 - July 26, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 2, 2001 - July 26, 2002
ICAPITAL MARKETS LLC·CRD# 5209
BD
Omaha, NE
July 28, 2000 - June 18, 2001

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Current Firm

IM
IMPACTUS MARKETPLACE LLC

IMPACTUS MARKETPLACE LLC

CRD#: 282651 / SEC#: 8-69726
BD
Terminated by SEC on 02/24/2018

Contact Information

Established

Delaware since 02/04/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ENTERPRISE COMMUNITY PARTNERS, INC.MEMBER—
CITY FIRST ENTERPRISESMEMBER—
MCNEELY, MICHAEL DALEBOARD MEMBER6517462
MUCKENFUSS III, CANTWELL FAULKNERBOARD MEMBER6602653
SOBEL, RICHARD BRADLEYFINOP2587568
STANLEY, REGINALD TRENTPRESIDENT, CEO & CCO2598254

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2017About the Series 7 exam

Series 99 — Operations Professional Examination

Passed Jun 2012About the Series 99 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2001About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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