Corbin W. Krell
Professional summary
Corbin Wade Krell is a registered financial advisor currently at OSAIC WEALTH, INC. located in Gilbert, Arizona.
Corbin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Corbin has worked at 12 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Corbin Wade Krell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Corbin Wade Krell's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3303 E Baseline Rd Suite 106, Gilbert, AZ 85234January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3303 E Baseline Rd Suite 106, Gilbert, AZ 85234March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
October 2, 2013 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
September 6, 2013 - March 1, 2019
QUESTAR CAPITAL CORPORATION
September 15, 2008 - September 9, 2013
SII INVESTMENTS, INC.
September 3, 2008 - September 9, 2013
SII INVESTMENTS, INC.
March 20, 2007 - August 27, 2008
SCF INVESTMENT ADVISORS, INC.
March 20, 2007 - August 27, 2008
SCF SECURITIES, INC.
December 16, 2003 - March 27, 2007
COUNTRY TRUST BANK
June 18, 2003 - March 27, 2007
COUNTRY CAPITAL MANAGEMENT COMPANY
May 9, 2001 - May 27, 2003
NATHAN & LEWIS SECURITIES, INC.
May 25, 2000 - February 20, 2001
IDS LIFE INSURANCE COMPANY
May 25, 2000 - February 20, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Gilbert, AZ 85234TRUST BUT VERIFY
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