Martin A. Ruiz
Professional summary
Martin Adrian Ruiz was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Martin is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Martin had worked at 2 firms, which includes CARTER BAIN WEALTH MANAGEMENT, MORGAN STANLEY DW INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2004 - December 31, 2021
CARTER BAIN WEALTH MANAGEMENT
August 1, 2001 - December 8, 2003
MORGAN STANLEY DW INC.
August 25, 2000 - December 8, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
CARTER BAIN WEALTH MANAGEMENT
CRD#: 131960 / SEC#:
Contact information
Red Flags
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