Nicholas P. Zizzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Philip Zizzo, AIF® was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2000. Nicholas had worked at 9 firms and has passed the Series 65, Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2015 - February 10, 2016
CANAL CAPITAL MANAGEMENT, LLC
May 23, 2014 - March 5, 2015
JAMES RIVER ASSET MANAGEMENT, LLC
April 3, 2006 - March 19, 2014
CAPGROUP ADVISORS
September 13, 2004 - April 3, 2006
CAPITAL ADVISORY GROUP
February 4, 2004 - August 26, 2004
CARY STREET PARTNERS
November 8, 2001 - December 3, 2003
CAP PRO BROKERAGE SERVICES, INC.
August 27, 2001 - November 13, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 3, 2000 - March 9, 2001
IDS LIFE INSURANCE COMPANY
August 3, 2000 - March 9, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CANAL CAPITAL MANAGEMENT, LLC
CRD#: 164971 / SEC#: 801-77036
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANAL CAPITAL MANAGEMENT, LLC
CRD#: 164971 / SEC#: 801-77036
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,870 |
| AUM (Assets Under Management) | $ 1,200,435,021 |
Red Flags
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