Phillip L. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Lyle Wilson, who also goes by Phil Wilson, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2000. Phillip had worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2025 - February 28, 2025
HBK SORCE BROKERAGE LLC
October 8, 2005 - December 31, 2008
SECURITIES AMERICA, INC.
March 21, 2001 - December 3, 2024
HBK SORCE BROKERAGE LLC
November 28, 2000 - December 3, 2024
HBKS WEALTH ADVISORS
May 23, 2000 - October 5, 2005
CAP PRO BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/17/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
HBK SORCE BROKERAGE LLC
CRD#: 107690 / SEC#: , 8-53051
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HBK SORCE FINANCIAL LLC | MEMBER | |
| ALLEGRETTI, CHRISTOPHER MARK | EXECUTIVE COMMITTEE | |
| ANGELO, THOMAS MICHAEL | EXECUTIVE COMMITTEE | 5034129 |
| BLASKO, DAVID JOHN | EXECUTIVE COMMITTEE | 6392437 |
| CROSS, SCOTT ALLAN | PRESIDENT | 3155528 |
| HEERE, STEVEN MARK | FINANCIAL & OPERATIONS PRINCIPAL | 7980030 |
| MASTROPIETRO, DOMINIC ANTHONY III | EXECUTIVE COMMITTEE | 7813668 |
| WASSMANN, MICHAEL GUSTAVE | CHIEF COMPLIANCE OFFICER | 5621134 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
