John D. Scully
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dennis Scully, who also goes by Denny Scully, J Dennis Sully, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1967. John had worked at 13 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2019 - December 31, 2023
PINNACLE INVESTMENTS, LLC
January 1, 2010 - December 2, 2015
GLOBAL INVESTMENT ADVISORS, LLC
January 1, 2010 - July 10, 2019
ESSEX SECURITIES LLC
March 27, 2007 - January 1, 2010
INVESTORS CAPITAL CORP.
February 13, 2007 - January 1, 2010
INVESTORS CAPITAL CORP.
May 20, 2005 - January 12, 2007
FSC SECURITIES CORPORATION
May 17, 2005 - January 12, 2007
FSC SECURITIES CORPORATION
April 17, 2003 - April 26, 2005
CITIGROUP GLOBAL MARKETS INC.
January 2, 2002 - April 26, 2005
CITIGROUP GLOBAL MARKETS INC.
October 25, 1995 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
August 1, 1989 - October 11, 1995
WACHOVIA SECURITIES, INC.
April 14, 1982 - June 29, 1989
SALOMON BROTHERS INC.
September 26, 1978 - March 23, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 1975 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
December 17, 1970 - January 17, 1975
G. H. WALKER, LAIRD INCORPORATED
December 18, 1967 - January 16, 1971
REYNOLDS SECURITIES, INC.
Primary Firm SEC Registration
PINNACLE INVESTMENTS, LLC
CRD#: 142910 / SEC#: 801-67860, 8-67515
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 12/15/1967
Registered Representative ExaminationCurrent Firm
PINNACLE INVESTMENTS, LLC
CRD#: 142910 / SEC#: 801-67860, 8-67515
Contact information
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
