Scott B. Nelson

NELSON FINANCIAL SERVICES

Middleton, WI

Some features on this profile are disabled

CRD#: 4173996

Professional summary

Scott Bradley Nelson is a registered financial advisor currently at NELSON FINANCIAL SERVICES located in Middleton, Wisconsin.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Scott has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Scott B. Nelson. Investment-Related: No. Address: 9336 Old Sauk Rd., Middleton, WI 53562. Nature: Insurance Sales. Position: Agent. Start Date: 09/2023. Approximate hours per month: 5-10. Approximate hours per month during trading hours: 5-10. Duties: Consult with clients on insurance needs and recommend insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Bradley Nelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2023 - Present

NELSON FINANCIAL SERVICES

RIA

CRD#: 328297

Middleton, WI

Past

June 24, 2021 - August 7, 2023

WEALTHSPIRE RETIREMENT ADVISORY

RIA

CRD#: 121254

Madison, WI

Past

December 9, 2019 - June 4, 2021

WEA FINANCIAL ADVISORS, INC.

RIA

CRD#: 144919

MADISON, WI

Past

July 24, 2018 - June 4, 2021

WEA INVESTMENT SERVICES, INC.

CRD#: 126907

MADISON, WI

Past

January 29, 2018 - June 13, 2018

WISCO INVESTMENT MANAGEMENT LLC

RIA

CRD#: 156476

Madison, WI

Past

January 26, 2012 - January 23, 2018

NELSON FINANCIAL SERVICES

RIA

CRD#: 159342

MADISON, WI

Past

August 20, 2003 - December 31, 2011

PACKERLAND BROKERAGE SERVICES, INC.

RIA

CRD#: 37031

MADISON, WI

Past

August 20, 2003 - December 31, 2011

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

MADISON, WI

Past

December 10, 2002 - August 29, 2003

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

April 28, 2000 - December 11, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/19/2023)

IAR

Wisconsin
(9/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/10/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/10/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/24/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NELSON FINANCIAL SERVICES

CRD#: 328297 / SEC#:

Texas

Registered Investment Advisory firm - (9/19/2023 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (9/14/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Middleton, WI

Mailing Address

Phone number

(608) 575-0885

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 4,815,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott B. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Bradley Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPIRE RETIREMENT ADVISORY

WEA FINANCIAL ADVISORS, INC.

WEA INVESTMENT SERVICES, INC.

WISCO INVESTMENT MANAGEMENT LLC

NELSON FINANCIAL SERVICES

PACKERLAND BROKERAGE SERVICES, INC.

PACKERLAND BROKERAGE SERVICES, INC.

AMERITAS INVESTMENT COMPANY, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/10/2018

Series 65

Date: 6/10/2003

SIE

Date: 10/1/2018

Series 6

Date: 7/24/2018

Current Firm

NELSON FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NELSON FINANCIAL SERVICES

TRUST BUT VERIFY

Similar Advisors