Bobby Sullins
Professional summary
Bobby Sullins was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bobby is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Bobby had worked at 5 firms, which includes BB&T SECURITIES LLC, BB&T INVESTMENT SERVICES INC., TRIAD ADVISORS LLC, AMERITRADE NORTHWEST INC., PHILLIPS & COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2019 - February 9, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 9, 2021
BB&T SECURITIES, LLC
July 13, 2010 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 30, 2004 - March 1, 2010
TRIAD ADVISORS LLC
November 7, 2000 - July 22, 2002
AMERITRADE NORTHWEST, INC.
June 20, 2000 - October 5, 2000
PHILLIPS & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
