Charles K. Harris
H&S TAX AND WEALTH ADVISORS LLC | Co-founder - H&S Tax and Wealth Advisors, LLC
Red Bank, NJ 07704
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CRD#: 4173265
Professional summary
Charles K Harris is a registered financial advisor currently at H&S TAX AND WEALTH ADVISORS LLC located in Red Bank, New Jersey.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Charles has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Charlie is a principal and founding member of H&S Tax and Wealth Advisors, LLC, a Registered Investment Advisor and H&S Tax Associates, LLC., an affiliate accounting firm. He is a Certified Public Accountant (CPA) and Advanced QuickBooks ProAdvisor with more than 28 years of professional experience advising high-net-worth individuals, families and small businesses on tax and financial matters.
Born and raised in Holmdel, NJ, Charlie worked for a CPA firm after graduating from Stockton University in 1992. In 2000, Charlie started his 10-year career at JP Morgan Chase and Bank of America and serving primarily as Vice President in Private Client Groups. During his tenure, Charlie provided financial counseling to more than 300 families with assets in excess of $600 million. In 2010, Charlie went back to full time at a CPA firm before joining a Registered Investment Advisor and CPA combined firm, working in a fiduciary manner as a Tax Advisor to high net wealth and business clients.
With over 25 years of financial and tax experience, Charlie saw the need to combine in-house accountants with financial advisors in order to help families avoid financial pitfalls when they encountered unexpected circumstances that their financial plan failed to account for. Lacking in-house accountants, advisors tend to focus on selling investments while paying little attention to a client’s tax situation, estate plan and the protection necessary to safeguard against misfortune. Alternatively, lacking in-house financial advisors, accountants tend to focus on preparing tax returns while ignoring tax and estate planning. This led Charlie to start his own practice in order to bridge the gap between accountants and financial advisors in 2016.
In addition to supporting various charitable causes, Charlie is a Board Member of Parker Family Health Center in Red Bank NJ, where he also serves as Treasurer on the Executive and Finance Committees. The Mission of the Parker Family Health Center, a nonprofit 501(c)(3) organization, is to operate a free health care facility where Monmouth County residents who do not have health insurance or the ability to pay for medical care can be treated with dignity and compassion.
Charlie lives in Holmdel, NJ with his wife and four children.
Question & Answer
How do you get paid?
Fee-only
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
H&S Tax Associates LLC, Non-Investment Activity, 130 Maple Ave Suite 2A North, Red Bank, NJ 07701 USA, Tax preparation and Accounting Activities,
Partner of CPA Firm (51% Ownership), Certified Public Accountant, Start Date July 2016, 30 Hours per week Tax and accounting duties.
CRS (Client Relationship Summary) - RIA
Click below to view Charles K Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2019 - Present
H&S TAX AND WEALTH ADVISORS LLC
Office #1: 130 Maple Ave Unit 2a, Red Bank, NJ 07704RIA
CRD#: 290643
Red Bank, NJ
Past
November 9, 2005 - June 29, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
EATONTOWN, NJ
Past
May 16, 2005 - October 27, 2005
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
May 10, 2000 - July 3, 2003
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
HT
H&S TAX AND WEALTH ADVISORS LLC
H&S TAX AND WEALTH ADVISORS LLC
CRD#: 290643 / SEC#:
New Jersey
Registered Investment Advisory firm - (11/24/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Maple Ave Unit 2a, Red Bank, NJ 07704
Mailing Address
Phone number
(732) 268-8813
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 155 |
| AUM (Assets Under Management) | $ 58,479,811 |
Red Flags
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Company Information
H&S TAX AND WEALTH ADVISORS LLC
Co-founder - H&S Tax and Wealth Advisors, LLCCRD#: 290643Red Bank, NJ 07704TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
