Michael W. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael W Collins, who also goes by Michael William Collins, Michael Collins, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2019 - May 14, 2024
EASTERLY SECURITIES LLC
April 25, 2018 - October 5, 2018
FORESIDE FUND SERVICES, LLC
May 21, 2013 - March 3, 2016
BLACKSTONE SECURITIES PARTNERS L.P.
October 25, 2011 - February 22, 2013
CCO CAPITAL, LLC
March 27, 2007 - October 11, 2011
EATON VANCE MANAGEMENT
January 23, 2006 - October 11, 2011
EATON VANCE DISTRIBUTORS, INC.
March 9, 2005 - January 13, 2006
NATIXIS DISTRIBUTION, LLC
May 10, 2001 - February 28, 2005
LORD, ABBETT & CO. LLC
July 6, 2000 - February 28, 2005
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTERLY SECURITIES LLC
CRD#: 281103 / SEC#: , 8-69661
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EASTERLY ASSET MANAGEMENT OPERATIONS LLC | SOLE AND MANAGING MEMBER | |
| JULIANO JR, PHILIP L | CHIEF EXECUTIVE OFFICER | 4781008 |
| JUSTER, KENNETH G | CHIEF LEGAL OFFICER | 4788250 |
| MONTAGUE, MICHAEL | CHIEF FINANCIAL OFFICER | 5121305 |
| SMITH, ELIZABETH ANNE | FINOP | 1960549 |
| SOMERS, DAVID MICHAEL II | CHIEF COMPLIANCE OFFICER | 4413478 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
