Alberto Luna

STONEX INTERNATIONAL ADVISORS

Miami, FL 33131

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CRD#: 4173148

Professional summary

Alberto Luna, who also goes by Alberto Luna Ruiz, is a registered financial advisor currently at STONEX INTERNATIONAL ADVISORS INC located in Miami, Florida and STONEX INTERNATIONAL SECURITIES INC. located in Miami, Florida.

Alberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Alberto has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alberto Luna Ruiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Intercam Advisors, Inc. - (affiliated) Investment related business -Miami, Florida- Investment Adviser Representative - start date April 2017 - Approximate 30 percent of his professional time/TIKIERO APP available (El Salvador, Honduras, Costa Rica, Guatemala and Mexico) - Growth Strategy Consultant- Digital Wallet Business - start date - March 01, 2025 -15 hours monthly during non-market hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alberto Luna's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2017 - Present

STONEX INTERNATIONAL ADVISORS INC

Office #1: 1221 Brickell Avenue Suite 200, Miami, FL 33131

RIA

CRD#: 153799

Miami, FL

Current

April 6, 2017 - Present

STONEX INTERNATIONAL SECURITIES INC.

Office #1: 1221 Brickell Avenue Suite 200, Miami, FL 33131

CRD#: 146667

Miami, FL

Past

November 1, 2011 - April 26, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CORAL GABLES, FL

Past

November 1, 2011 - April 26, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CORAL GABLES, FL

Past

March 15, 2004 - November 2, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

May 24, 2000 - November 2, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEX INTERNATIONAL ADVISORS INC

INTERCAM ADVISORS, INC. | STONEX INTERNATIONAL ADVISORS INC

CRD#: 153799 / SEC#: 801-123538

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Connecticut

Registered Investment Advisory firm - (5/3/2022 Terminated)

Florida

Registered Investment Advisory firm - (3/28/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/28/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/6/2017)

Colorado
(4/6/2017)

Florida
(4/6/2017)

IAR

Florida
(4/27/2017)

Texas
(4/6/2017)

Wyoming
(11/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/1/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STONEX INTERNATIONAL ADVISORS INC

INTERCAM ADVISORS, INC. | STONEX INTERNATIONAL ADVISORS INC

CRD#: 153799 / SEC#: 801-123538

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Connecticut

Registered Investment Advisory firm - (5/3/2022 Terminated)

Florida

Registered Investment Advisory firm - (3/28/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/28/2022 Terminated)

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Contact information

Main Address

1221 Brickell Avenue Suite 200, Miami, FL 33131

Mailing Address

Phone number

(305) 377-8008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTERCAM ADVISORS, INC. (11/3/2025)

FORM ADV PART 2B - VIDAURRI (9/24/2025)

FORM ADV PART 2B - NEALON (9/24/2025)

FORM ADV PART 2B - M CONS (8/12/2025)

FORM ADV PART 2B - G. ESPINOSA (8/12/2025)

FORM ADV PART 2B - J ALVARADO (8/12/2025)

FORM ADV 2 B-E TAMBORREL (7/16/2025)

FORM ADV PART 2 B- LUNA (3/10/2025)

FORM ADV PART 2B JCHAVEZ (3/10/2025)

FORM ADV PART 2B - RODRIGUEZ (3/10/2025)

FORM ADV PART 2B J GONZALEZ NARRO (3/10/2025)

FORM ADV PART 2B OCAMPO RAEDER (3/10/2025)

FORM ADV PART 2B ESIMON (3/10/2025)

FORM ADV PART 2 B: VICTORIA SANTAELLA (3/10/2025)

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 225,122,494

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alberto Luna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alberto Luna's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX INTERNATIONAL SECURITIES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STONEX INTERNATIONAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2001

Series 63

Date: 3/1/2001

SIE

Date: 10/1/2018

Series 7

Date: 5/23/2000

FINRA

Current Firm

STONEX INTERNATIONAL ADVISORS INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEX INTERNATIONAL ADVISORS INC

TRUST BUT VERIFY

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