Brian J. Klecan

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CRD#: 4173133

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian John Klecan, AIF® was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2000. Brian had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Lineweaver Wealth Advisors,LLC;investment related;9035 Sweet Valley Drive,Valley View,OH 44125;registered investment advisor;retirement plan advisor;8/2021;120 hrs/month;5.5 hrs during trading;retirement plan advisor

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Past

March 11, 2024 - October 23, 2025

USI SECURITIES, INC.

RIA

CRD#: 43793

Cleveland , OH

Past

March 11, 2024 - October 23, 2025

USI SECURITIES, INC.

CRD#: 43793

Cleveland , OH

Past

August 17, 2021 - December 20, 2023

LINEWEAVER WEALTH ADVISORS

RIA

CRD#: 173310

VALLEY VIEW, OH

Past

August 12, 2021 - December 22, 2023

TRIAD ADVISORS LLC

CRD#: 25803

Valley View, OH

Past

May 2, 2017 - July 26, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

BRECKSVILLE, OH

Past

April 18, 2017 - July 19, 2021

RETURN ON LIFE WEALTH PARTNERS

RIA

CRD#: 112879

CLEVELAND, OH

Past

January 31, 2017 - July 26, 2021

LPL FINANCIAL LLC

CRD#: 6413

BRECKSVILLE, OH

Past

May 24, 2012 - July 11, 2016

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

CLEVELAND, OH

Past

October 13, 2011 - July 8, 2016

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

CLEVELAND, OH

Past

January 13, 2006 - October 10, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

RICHFIELD, OH

Past

March 22, 2005 - December 1, 2005

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

July 9, 2003 - January 7, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

CLEVELAND, OH

Past

July 9, 2003 - January 7, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

May 19, 2000 - June 26, 2003

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI SECURITIES, INC.

CRD#: 43793 / SEC#: 801-56578, 8-50429

RIA

Registered Investment Advisory firm - SEC (6/4/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2000

General Securities Representative Examination

Current Firm

USI SECURITIES, INC.

CRD#: 43793 / SEC#: 801-56578, 8-50429

RIA

Registered Investment Advisory firm - SEC (6/4/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Phone number

(860) 652-3239

Established

Delaware since 07/29/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (39 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

USI SECURITIES, INC. - RIA - FORM ADV PART 2A (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
USIC INVESTMENT GROUP INC.	SHAREHOLDER
BOWMAN, RICHARD CHARLES	FINOP, DIRECTOR OF OPERATIONS	2356525
GRITZER, JOSEPH JOHN JR	PRESIDENT	2162679
KAPPUS, DAVID L	TREASURER	6837749
NEWBORN, ERNEST JOSHUA	DIRECTOR/SECRETARY	3154426
ROBIDOUX, MELINDA MCDONALD	CHIEF COMPLIANCE OFFICER	2848093
TREMKO, WILLIAM MICHAEL	CHIEF EXECUTIVE OFFICER	4495149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Klecan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

USI SECURITIES, INC.

LINEWEAVER WEALTH ADVISORS

TRIAD ADVISORS LLC

LPL FINANCIAL LLC

RETURN ON LIFE WEALTH PARTNERS

LPL FINANCIAL LLC

PNC CAPITAL ADVISORS LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CHARLES SCHWAB & CO., INC.

NATCITY INVESTMENTS, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

KEYBANC CAPITAL MARKETS INC.

Primary Firm SEC Registration

USI SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2012

Series 63

Date: 6/11/2001

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2000

Current Firm

USI SECURITIES, INC.

Contact information

SEC notice filing (39 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

USI SECURITIES, INC.

TRUST BUT VERIFY

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