Theresa A. Scotti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theresa Anne Scotti, who also goes by Theresa Hotnich, was a registered financial professional .
Theresa is a previously registered financial professional and started their career in finance in 1982. Theresa had worked at 6 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2003 - October 2, 2007
YP, LLC
May 11, 1989 - March 10, 2003
YP, LLC
October 6, 1988 - September 23, 1989
BUTCHER FINANCIAL CORPORATION
June 27, 1988 - October 28, 1988
BUTCHER & SINGER INC.
October 11, 1986 - January 4, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 20, 1982 - December 18, 1984
RESOURCE INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/17/1972
Registered Representative ExaminationSeries 00
Date: 1/14/1974
General Securities Principal ExaminationCurrent Firm
YP, LLC
CRD#: 126059 / SEC#: , 8-40697
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
