Alexander C. Weil

LFT SECURITIES

New York, NY 10036

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CRD#: 4172999

Professional summary

Alexander Charles Weil is a registered financial professional currently at LFT SECURITIES, LLC located in New York, New York and NAVIAN CAPITAL SECURITIES LLC located in New York, New York.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 1998. Alexander has worked at 7 firms and has passed the Series 66, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7, Series 21 and Series 25 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2022 - Present

LFT SECURITIES, LLC

Office #1: 19 West 44th Street Suite 1000, New York, NY 10036

CRD#: 290210

New York, NY

Current

April 1, 2022 - Present

NAVIAN CAPITAL SECURITIES LLC

Office #1: 19 West 44th Street Suite 1000, New York, NY 10036

CRD#: 145037

New York, NY

Past

September 4, 2009 - March 31, 2022

MERRION INVESTMENT MANAGEMENT CO, LLC

RIA

CRD#: 139143

WESTFIELD, NJ

Past

March 6, 2008 - March 31, 2022

MERRION SECURITIES, LLC

CRD#: 30145

WESTFIELD, NJ

Past

July 9, 2007 - January 9, 2008

PUNK, ZIEGEL & COMPANY, L.P.

CRD#: 26174

NEW YORK, NY

Past

April 23, 2001 - June 15, 2007

BEAR WAGNER SPECIALISTS LLC

CRD#: 32691

NEW YORK, NY

Past

July 15, 1998 - April 23, 2001

WSM HOLDINGS, L.L.C.

CRD#: 31352

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/1/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/3/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/7/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/1/2007

General Securities Representative Examination

General Industry/Product Exam

Series 21

Date: 6/22/2000

NYSE Front Line Specialist Clerk

General Industry/Product Exam

Series 25

Date: 4/22/1999

NYSE Trading Assistant Examination

SRO Registrations

FINRA

Current Firm

NAVIAN CAPITAL SECURITIES LLC

CD FUNDING SECURITIES, LLC | NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037 / SEC#: , 8-67695

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 Walnut Street Suite 2500, Cincinnati, OH 45202

Mailing Address

425 Walnut Street Suite 2500, Cincinnati, OH 45202

Phone number

(513) 980-3264

Established

Delaware since 06/23/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NAVIAN CAPITAL, LLC	OWNER, SOLE MEMBER
BONACCI, TIMOTHY JOHN	PRESIDENT, CEO, SROP, CROP	4194271
JENKINS, ROBERT PATRICK	CHIEF FINANCIAL OFFICER AND COO	6030790
RUSSELL, SARAH DETLING	PRINCIPAL FINANCIAL OFFICER & FINOP	6727189
STACHE, PAUL GERARD	CHIEF COMPLIANCE OFFICER	1170097

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Alexander C. Weil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Charles Weil's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVIAN CAPITAL SECURITIES LLC

MERRION INVESTMENT MANAGEMENT CO, LLC

MERRION SECURITIES, LLC

PUNK, ZIEGEL & COMPANY, L.P.

BEAR WAGNER SPECIALISTS LLC

WSM HOLDINGS, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/3/2009

Series 57TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 11/7/2007

Series 7

Date: 5/1/2007

Series 21

Date: 6/22/2000

Series 25

Date: 4/22/1999

FINRA

Current Firm

NAVIAN CAPITAL SECURITIES LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NAVIAN CAPITAL SECURITIES LLC

TRUST BUT VERIFY

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