Jason A. Dryer

FINANCIAL NORTHEASTERN SECURITIES

Fairfield, NJ 07004

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CRD#: 4172967

Professional summary

Jason Alan Dryer is a registered financial professional currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1993. Jason has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 21 and Series 25 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Alan Dryer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2008 - Present

FINANCIAL NORTHEASTERN SECURITIES, INC.

Office #1: 100 Passaic Avenue, Fairfield, NJ 07004

RIA

CRD#: 17007

Fairfield, NJ

Past

September 21, 2007 - February 19, 2008

R. SEELAUS & CO., LLC

CRD#: 14974

CHATHAM, NJ

Past

June 27, 2005 - January 24, 2007

SIG SPECIALISTS, INC.

CRD#: 21831

NEW YORK, NY

Past

July 20, 2001 - June 17, 2005

VAN DER MOOLEN SPECIALISTS USA, LLC

CRD#: 32034

NEW YORK, NY

Past

April 23, 2001 - August 1, 2001

BEAR WAGNER SPECIALISTS LLC

CRD#: 32691

NEW YORK, NY

Past

June 28, 1993 - April 23, 2001

WSM HOLDINGS, L.L.C.

CRD#: 31352

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/14/2020)

Arizona
(1/14/2020)

Arkansas
(1/14/2020)

California
(2/28/2008)

Colorado
(2/28/2008)

Connecticut
(2/28/2008)

Delaware
(2/28/2008)

District of Columbia
(6/12/2020)

Florida
(2/28/2008)

Georgia
(2/28/2008)

Hawaii
(1/4/2012)

Illinois
(1/14/2020)

Indiana
(1/14/2020)

Kansas
(1/14/2020)

Kentucky
(1/2/2025)

Louisiana
(1/14/2020)

Maryland
(1/14/2020)

Massachusetts
(2/28/2008)

Michigan
(2/28/2008)

Minnesota
(1/14/2020)

Mississippi
(1/14/2020)

Missouri
(1/14/2020)

Nebraska
(1/14/2020)

New Jersey
(2/28/2008)

New York
(2/28/2008)

North Carolina
(2/28/2008)

North Dakota
(1/2/2025)

Ohio
(2/29/2008)

Oklahoma
(1/14/2020)

Oregon
(2/28/2008)

Pennsylvania
(2/28/2008)

South Carolina
(6/12/2020)

South Dakota
(1/2/2025)

Tennessee
(2/28/2008)

Texas
(1/14/2020)

Vermont
(1/14/2020)

Virginia
(1/14/2020)

Washington
(1/5/2023)

West Virginia
(1/14/2020)

Wisconsin
(1/14/2020)

Exams

State Security Law Exam

Series 63

Date: 1/18/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2003

General Securities Representative Examination

General Industry/Product Exam

Series 21

Date: 8/24/2000

NYSE Front Line Specialist Clerk

General Industry/Product Exam

Series 25

Date: 11/13/1999

NYSE Trading Assistant Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL NORTHEASTERN SECURITIES, INC.

FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION

CRD#: 17007 / SEC#: , 8-34883

California

Registered Investment Advisory firm - SEC (8/11/2011 Terminated)

Florida

Registered Investment Advisory firm - SEC (2/28/2002 Approved)

New Jersey

Registered Investment Advisory firm - SEC (6/23/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004

Mailing Address

100 Passaic Avenue 100, Fairfield, NJ 07004

Phone number

(973) 882-9337

Established

New Jersey since 02/14/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ZAGE, JEFFREY P	CEO, PRESIDENT, GP	1286688
ZAGE, STEVEN MARTIN	VP, SEC	1314965
KISS, SANDRALIN JOSEPHINE	EXEC VP, COO, FINOP, CCO	1093671
MILLAHN, FLORENCE A	DIRECTOR OF OPERATIONS, ROSFP	2786661
MILSTEIN, BARRY MITCHELL	EVP	1632450

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason A. Dryer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Alan Dryer's CRS (Customer Relationship Summary).

Certified licenses

Experience

R. SEELAUS & CO., LLC

SIG SPECIALISTS, INC.

VAN DER MOOLEN SPECIALISTS USA, LLC

BEAR WAGNER SPECIALISTS LLC

WSM HOLDINGS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/18/2008

SIE

Date: 10/1/2018

Series 7

Date: 7/31/2003

Series 21

Date: 8/24/2000

Series 25

Date: 11/13/1999

FINRA

Current Firm

FINANCIAL NORTHEASTERN SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FINANCIAL NORTHEASTERN SECURITIES, INC.

TRUST BUT VERIFY

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