Latonya N. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Latonya Nicole Ford, who also goes by La Tonya Nicole Ford, was a registered financial professional .
Latonya is a previously registered financial professional and started their career in finance in 2000. Latonya had worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2014 - February 8, 2019
AST INVESTMENT SERVICES, INC.
February 11, 2014 - February 8, 2019
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
October 3, 2011 - January 14, 2013
NATIONWIDE SECURITIES, LLC
November 4, 2010 - January 9, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 10, 2006 - October 30, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
January 1, 2004 - October 25, 2004
MORGAN STANLEY DW INC.
May 23, 2003 - October 25, 2004
MORGAN STANLEY DW INC.
July 5, 2000 - July 24, 2001
QUICK & REILLY, INC.
Primary Firm SEC Registration
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 93,541,799,206 |
Red Flags
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