Benjamin B. Peres
Professional summary
Benjamin Brent Peres, who also goes by Ben Peres, Benjamin Brent Peres, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Atlanta, Georgia and CETERA ADVISORS LLC located in Atlanta, Georgia.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2000. Benjamin has worked at 16 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Brent Peres's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2008 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339Office #2: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339September 30, 2008 - Present
CETERA ADVISORS LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339October 8, 2008 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339February 3, 2016 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339July 1, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
February 3, 2016 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
February 3, 2016 - November 9, 2016
INVESTORS CAPITAL CORP.
February 3, 2016 - December 14, 2016
LEGEND EQUITIES CORPORATION
February 3, 2016 - November 1, 2017
GIRARD SECURITIES, INC.
February 3, 2016 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
February 3, 2016 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
October 8, 2008 - February 1, 2010
VOYA FINANCIAL ADVISORS, INC.
February 18, 2005 - June 15, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 18, 2001 - November 19, 2003
TRUSTED SECURITIES ADVISORS CORP.
June 20, 2000 - October 23, 2000
IDS LIFE INSURANCE COMPANY
June 20, 2000 - October 23, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2008)
Exams
FINRA
Current Firm
CETERA FINANCIAL SPECIALISTS LLC
CRD#: 10358 / SEC#: , 8-27082
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BANKS, ELAYNE CAMILLE | VICE PRESIDENT | 3070202 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| KRUEGER, RONALD GEORGE | MANAGER, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 2651416 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| ROTHENBERG, JON HOWARD | VICE PRESIDENT | 2737327 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
