Hector Ramos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hector Ramos was a registered financial professional .
Hector is a previously registered financial professional and started their career in finance in 2000. Hector had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2018 - November 21, 2019
WYNSTON HILL CAPITAL, LLC
February 25, 2016 - August 20, 2018
WESTPARK CAPITAL, INC.
February 24, 2016 - August 20, 2018
WESTPARK CAPITAL, INC.
September 3, 2014 - February 24, 2016
BISHOP, ROSEN & CO., INC.
July 25, 2013 - August 28, 2014
MORGAN STANLEY
November 4, 2011 - December 31, 2012
MORGAN STANLEY
September 9, 2011 - August 28, 2014
MORGAN STANLEY
April 2, 2008 - September 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2008 - September 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2007 - March 20, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - March 20, 2008
MORGAN STANLEY & CO. LLC
January 9, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
January 9, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
March 31, 2006 - January 8, 2007
VOYA FINANCIAL ADVISORS, INC.
October 31, 2005 - April 7, 2006
OSAIC SERVICES, INC.
June 3, 2002 - October 31, 2005
SUNAMERICA SECURITIES, INC.
June 19, 2000 - June 12, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WYNSTON HILL CAPITAL, LLC
CRD#: 103811 / SEC#: , 8-52299
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
