Matthew Y. Seto

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CRD#: 4172403

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Yan En Seto was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2000. Matthew had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Seto is the founder of Willow Run Industry LP (the Fund) and managing partner for Willow Run Capital which the fund manager. The Fund started in November 2023. Mr. Seto spends 10 hours a month for this business.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 31, 2023 - December 11, 2024

CRAFTSMAN MANAGEMENT LLC

RIA

CRD#: 299245

SAN RAMON, CA

Past

October 22, 2001 - April 13, 2006

HSBC SECURITIES (USA) INC.

CRD#: 19585

SAN FRANCISCO, CA

Past

November 13, 2000 - March 15, 2001

IQ SECURITIES, INC

CRD#: 104017

CUPERTINO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/24/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/8/2000

General Securities Principal Examination

Current Firm

CRAFTSMAN MANAGEMENT LLC

CRD#: 299245 / SEC#:

California

Registered Investment Advisory firm - (12/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3001 Bishop Dr Suite 300, San Ramon, CA 94583

Mailing Address

Phone number

(650) 906-6904

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
California	ERA - Active	12/16/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew Y. Seto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CRAFTSMAN MANAGEMENT LLC

HSBC SECURITIES (USA) INC.

IQ SECURITIES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/2023

Series 63

Date: 8/29/2000

Series 7

Date: 7/24/2000

Series 24

Date: 8/8/2000

Current Firm

CRAFTSMAN MANAGEMENT LLC

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

CRAFTSMAN MANAGEMENT LLC

TRUST BUT VERIFY

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