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Adam Mulia

Adam Mulia

Bangor, ME 04401
Some features on this profile are disabled
CRD#: 4172263
Adam Mulia
Adam Mulia

Professional summary

Adam Mulia, who also goes by Adam Mulia, was a registered financial advisor .

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Adam had worked at 8 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Services Offered

Retirement Planning
Financial Planning
Cashflow & Budgeting

Aliases

Adam Mulia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Ownership; RPWM Partners, LLC; Owner; Manage Ameriprise Business; 262 south river road, Suite 201, Bedford, NH, 03110; Investment-Related; 04/08/2010; 1 to 9 hours per month; 1 to 9 during trading hours / Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO Box 847, Merrimack, NH, 03054; Not Investment-Related; 10/16/2025; 0 hours per month; 0 during trading hours. Board of Directors; Penobscot Foundation for Developmental Services; Board member; P.O. box 2561, Bangor, ME, 04402-2561; Investment-Related; 04/03/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RPWM Partners, LLC; Financial Advisor - Financial Advisor; 262 South River Road, Suite 201, Bedford, NH, 3110; Investment-Related; 10/05/2020; 60 hours per month; 60 during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2026 - Present

Office #1: 277 State Street Suite 3, Bangor, ME 04401
Bangor, ME
Past

October 5, 2020 - September 24, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BANGOR, ME
Past

October 5, 2020 - September 24, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BANGOR, ME
Past

February 20, 2015 - October 19, 2020

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
BROOKLYN, NY
Past

January 13, 2015 - October 19, 2020

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
BROOKLYN, NY
Past

May 20, 2010 - December 31, 2010

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

June 1, 2009 - February 15, 2013

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

November 18, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
NEW YORK, NY
Past

June 7, 2002 - December 14, 2005

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

May 3, 2001 - June 7, 2002

LEBENTHAL & CO., INC.

BD
CRD#: 6490
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(9/10/2026)
IAR
Texas
(9/10/2026)

Exams

What does exam status mean?
State Security Law Exam
IAR
Series 65
Status Unavailable
Passed: 2/24/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 8/13/2001
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 4/30/2001
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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