Roderick T. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roderick Terrell Marshall was a registered financial professional .
Roderick is a previously registered financial professional and started their career in finance in 2001. Roderick had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2010 - December 31, 2012
MARSHALL ADVISORY GROUP, LLC
August 28, 2009 - October 18, 2010
AMERICAN INVESTMENT SERVICES
March 3, 2008 - December 31, 2009
MARSHALL ADVISORY GROUP, LLC
February 7, 2007 - December 31, 2007
MARSHALL ADVISORY GROUP, LLC
September 20, 2005 - July 17, 2006
FOX & COMPANY INVESTMENTS INC.
July 30, 2002 - July 22, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
July 30, 2002 - July 22, 2005
IDS LIFE INSURANCE COMPANY
July 30, 2002 - July 22, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
June 28, 2001 - May 16, 2002
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MARSHALL ADVISORY GROUP, LLC
CRD#: 141866 / SEC#:
Contact information
Red Flags
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